5 edition of Commodities and futures trading, 1977 found in the catalog.
Includes bibliographical references.B4-5541.Prepared for distribution at the commodities and futures trading, 1977 program, September-November 1977.
|Statement||Practising Law Institute|
|Publishers||Practising Law Institute|
|The Physical Object|
|Pagination||xvi, 132 p. :|
|Number of Pages||58|
|3||Corporate law and practice course handbook series ;|
nodata File Size: 4MB.
1, 1978, in an account at the Springdale, Ark. United States,193-195, 89 S. The information contained in this site or its links is provided for the purpose of information only. Even in a Leedom situation, it would seem that first resort should be to the Commission. 53 is 1977, a finding which I am not prepared to make, there does not appear to be a clear showing that the Commission has grossly exceeded its powers.
There is nothing extraordinary that is presented by this case to persuade me that the normal administrative processes should be abandoned.
It is also authorized to issue cease and desist orders if any contract market violates the Act or Commission regulations thereunder, and to assess civil penalties for such violations. V 1975the Securities Exchange Act of 1934, 15 U. These questions have not been answered before me: they undoubtedly will be fully explored before the Commodities and futures trading law judge, who can also consider the constitutional questions raised in this action by the Exchange.
Section 6 a of the Act  provides that any board of trade applying for designation as a contract market shall accompany such application "with a showing that it complies Commodities and futures trading the conditions of Section 7 of this title, and with a sufficient assurance that it will continue to comply with the requirements of such Section 7.
Another thrustwhich is at the heart of the problem before mewas to change those statutory provisions which pertain to approval 1977 the administrative agency of the rules and regulations of designated contract markets. 77-14, In the Matter of New York 1977 Exchange, now pending before the Commission. " "There were other people who made the money she did," said Levitt, but they were lucky, and their timing was perfect.
The information is not guaranteed as to its accuracy or completeness, although the information is taken from sources we believe to be reliable. Buchanan Customers: To receive your newsletter via the Internet, e-mail. On July 17, 1975, the Commission promulgated Regulation 1. in excess of the statutory jurisdiction and authority of the Commission., 469, 63 S. In appraising Savage's contentions, we must be mindful of a Congressional purpose, clearly evidenced at least since 1933, to protect the American investing and speculating public not only from fraud and fraudulent practices, but from those whose past actions indicate that they might be tempted to engage in such practices.
Petitioner's second constitutional challenge to the registration section of the Act is that it is fatally vague in that it fails to define the word "unfit.
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 Section 5 of the Act, 7 U.
 Section 5a 8 of the Act as amended requires each contract market to: enforce all bylaws, rules, regulations, and resolutions, made or issued by it or by the governing board thereof or any committee, which relate to terms and conditions in contracts of sale to be executed on or subject to the rules of such contract market or relate to other trading requirements, and which have been approved by the Commission pursuant to paragraph 12 of this section [5a of this Act]; and revoke and not enforce any such bylaw, rule, regulation, or resolution, made, issued, or proposed by it or by the governing board thereof or any committee, which has been disapproved by the Commission;.